Privacy Statement

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Text Box: Privacy Statement Bennett Yarger has established the following guidelines to comply with the Gramm Leach Bliley Act (the “Act”). Our policy regarding customer privacy and the use of personal non-public information apply both to current and former customers, and are designed to comply with the privacy provisions in Title V of the Act, as well as applicable federal privacy regulations.

Please note that Bennett Yarger has access to non-public personal information about you from the following sources: Information we receive from you on applications or other forms in order to obtain a requested financial product or service; Information we receive as a result of the transaction that you undertake with us. Information about your transaction with us or our affiliates and information we receive from our clearing firm and/or the consumer reporting agency. At Bennett Yarger we recognize the importance of protecting the privacy of our customers and as such, we have policies in place to maintain the confidentiality and security of customer information. Bennett Yarger seeks to protect the security and confidentiality of customer information. We reinforce this in the way we routinely handle sensitive information as part of our day-to-day operations. Bennett Yarger restricts access to your personal and account information to those employees who require the information to deliver the products and services you request. Accordingly, we maintain physical, electronic and procedural safeguards to protect non-public customer information. Our systems aim to protect against unauthorized access to records that may harm or inconvenience our customers.

It is Bennett Yarger’s policy not to share information or records regarding former or current customers with anyone, except as required by law. Furthermore, customer accounts are handled in a confidential manner with information and transactions discussed only with persons who have a reasonable need to know such information for valid businesses or regulatory purposes. This includes, but is not limited to confidential information requested during routine regulatory reviews and examinations.

If you have any questions regarding our privacy policy, please contact Bennett Yarger’s Compliance Department at compliance@Bennett Yarger.com.

Thank you.

Bennett Yarger Group .

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